Net capital rule

Results: 731



#Item
81Cash flow / Cash flow statement / International Financial Reporting Standards / Operating cash flow / Working capital / Bank / Net asset value / Finance / Accountancy / Business

Appendix 4C Quarterly report for entities admitted on the basis of commitments Rule 4.7B Appendix 4C

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Source URL: www.grangeresources.com.au

Language: English - Date: 2014-11-17 22:02:52
82Cash flow / Financial statements / Cash flow statement / Financial services / Funds / International Financial Reporting Standards / Operating cash flow / Working capital / Net asset value / Accountancy / Finance / Business

Appendix 4C Quarterly report for entities admitted on the basis of commitments Rule 4.7B Appendix 4C

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Source URL: www.iwebgate.com

Language: English - Date: 2015-03-08 19:41:37
83Economics / Corporate finance / Futures contract / Financial markets / Stock exchange / Stock / Finance / Net capital rule / Financial economics / Stock market / Investment

CCASS OPERATIONAL PROCEDURES Section 18

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Source URL: www.hkex.com.hk

Language: English - Date: 2009-12-03 02:08:30
84Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 20, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 08:26:59
85Finance / Debt / Leverage / United States housing bubble / Financial markets / Net capital rule / Financial economics / Financial ratios / Economics

On book equity: why it matters for monetary policy

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Source URL: www.bis.org

Language: English - Date: 2015-02-18 11:21:00
86Capital requirement / Finance / Joint Forum / Securities Commission / Net capital rule / Financial system / Economics / Canadian securities regulation / Financial regulation / International finance institutions / International Organization of Securities Commissions

A Comparison and Analysis of Prudential Standards in the Securities Sector

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Source URL: www.iosco.org

Language: English - Date: 2015-02-24 12:54:42
87Cash flow / Financial statements / Cash flow statement / International Financial Reporting Standards / Operating cash flow / Working capital / Net asset value / Bank / International Public Sector Accounting Standards / Accountancy / Finance / Business

Appendix 4C Quarterly report for entities admitted on the basis of commitments Rule 4.7B Appendix 4C

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Source URL: www.grangeresources.com.au

Language: English - Date: 2014-11-17 22:01:05
88United States housing bubble / Net capital rule / Bear Stearns / Credit rating agency / Lehman Brothers / Hedge fund / Collateralized debt obligation / Credit default swap / Private equity / Financial economics / Finance / Investment

Grant’s Spring Investment Conference David Einhorn, “Private Profits and Socialized Risk” April 8, 2008 A few weeks ago the financial world was presented with the imminent failure of a publicly traded entity called

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Source URL: www.tilsonfunds.com

Language: English - Date: 2008-04-15 16:31:49
89Financial markets / Net capital rule / United States housing bubble / Margin / Futures contract / CME SPAN / Short / Commodity Futures Trading Commission / Capital requirement / Financial economics / Finance / Investment

[removed]Federal Register / Vol. 69, No[removed]Thursday, August 12, [removed]Rules and Regulations normal business hours will be deemed received on the next normal business

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Source URL: www.cftc.gov

Language: English
90Depository Trust & Clearing Corporation / Securities / Short / Mutual fund fees and expenses / Dividend / Prime brokerage / Net capital rule / Financial economics / Financial system / Finance

The Depository Trust & Clearing Corporation networking Networking, offered by DTCC’s Wealth Management Services (WMS), is the industry standard for mutual fund account reconciliation and dividend processing. Through N

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Source URL: dtcc.com

Language: English - Date: 2014-01-21 09:17:28
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